We believe prevention is better than cure and therefore offer services to help you stay on the right side of the regulator. Our unrivalled team have seen and continue to see firms encounter difficulties when they believe they have sound financial and compliance systems in place.
We see firms with clean accountants reports and quality marks with serious hidden problems that suddenly surface to end the firm and/or careers. We see tick box compliance systems that allow problems to remain hidden.
Using our experience we look beyond the systems. We add real value. We bring years of combined experiences that most only read about when it is too late.
- We help you make compliance pay by linking compliance into performance
- Financial and compliance reviews looking at critical risks
- A partnership with you assisting the COLP and the COFA
- File audit and review that will cost no more than a tick box solution but will add value
- Secondary file audits and reviews to assist train your reviewers
- Compliant restructuring
- Compliant succession and exit planning
- Financial training for management
- Assistance when you have accounting problems or problems in your accounts department through stabilisation and oversight of your accounting systems and processes as required.
- Interim solutions for finance and compliance.
- Training and support on relevant regulatory risk and compliance topics including, SRA Handbook, SRA Code of Conduct 2011, SRA Accounts Rules 2011, Anti Money Laundering (AML), Bribery Act 2010, and GDPR.
Our expert eyes working with you may be the best investment you ever make.