Our team includes a leader in the regulatory field that has both prosecuted and defended extensively at the Solicitors Disciplinary Tribunal (SDT).
We have an accountant that in addition to dealing with financial management or accounting issues in firms has first hand knowledge of your regulator. He undertook numerous novel investigations and managed investigation teams whilst working for the regulator. He is an expert in the SRA Accounts Rules 2011 and has first hand experience of money laundering, mortgage and investment frauds. He has also undertaken investigations for other regulators and provided evidence extensively in civil proceedings (including SDT) and criminal proceedings. He now uses all that experience to help you avoid or deal with regulatory and compliance issues.
Between them the team have been involved with prosecutions, investigations, advice and appeals. They have so represented or advised solicitors in a preventive manner endeavouring to ensure the Solicitors Regulation Authority (SRA) does not get involved.